David L. Raymon

RAYMON CAPITAL ADVISORS

Atlanta, GA

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CRD#: 5004248

Professional summary

David L Raymon is a registered financial advisor currently at RAYMON CAPITAL ADVISORS, LLC located in Atlanta, Georgia.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE SALES; INVESTMENT-RELATED; ATLANTA, GA; INSURANCE AGENT; 03/2019; APPROX. 5 HOURS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David L Raymon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2019 - Present

RAYMON CAPITAL ADVISORS, LLC

RIA

CRD#: 301125

Atlanta, GA

Past

August 2, 2012 - March 15, 2019

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ATLANTA, GA

Past

August 1, 2012 - March 15, 2019

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ATLANTA, GA

Past

June 1, 2009 - July 27, 2012

MORGAN STANLEY

RIA

CRD#: 149777

ATLANTA, GA

Past

June 1, 2009 - July 27, 2012

MORGAN STANLEY

CRD#: 149777

ATLANTA, GA

Past

June 20, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

ATLANTA, GA

Past

June 13, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

ATLANTA, GA

Past

October 12, 2005 - June 27, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ATLANTA, GA

Past

September 16, 2005 - June 27, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/25/2019)

IAR

Texas
(8/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/23/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/25/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/15/2005

General Securities Representative Examination

Current Firm

RAYMON CAPITAL ADVISORS, LLC

CRD#: 301125 / SEC#:

Georgia

Registered Investment Advisory firm - (4/25/2019 Approved)

Texas

Registered Investment Advisory firm - (8/5/2021 Conditional Restricted)

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Contact information

Main Address

Atlanta, GA

Mailing Address

Phone number

(404) 219-1265

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 16,675,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David L. Raymon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David L Raymon's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/23/2005

SIE

Date: 10/1/2018

Series 31

Date: 7/25/2008

Series 7

Date: 9/15/2005

Current Firm

RAYMON CAPITAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RAYMON CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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