Nicholas W. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas William King, who also goes by Nicholas W King, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2005. Nicholas had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2021 - March 3, 2025
ZENITH INVESTMENT MANAGEMENT, LLC
July 3, 2018 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 3, 2018 - January 11, 2021
TD AMERITRADE, INC.
July 2, 2018 - January 11, 2021
TD AMERITRADE, INC.
October 25, 2007 - July 12, 2018
STRATEGIC ADVISERS LLC
September 22, 2005 - July 10, 2018
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ZENITH INVESTMENT MANAGEMENT, LLC
CRD#: 288565 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 318 |
| AUM (Assets Under Management) | $ 89,013,761 |
Red Flags
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