Barbara A. Gross

BARBARA ANN GROSS FINANCIAL ADVISOR

Blue Bell, PA 19422

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CRD#: 5004159

Professional summary

Barbara Ann Gross is a registered financial advisor currently at BARBARA ANN GROSS FINANCIAL ADVISOR located in Blue Bell, Pennsylvania.

Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Barbara has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GROSS - IZZO LLC POSITION: PARTNER/MEMBER NATURE: BUSINESS, MARKETING, OTHER INVESTMENT RELATED: NO HOURS: 160 INVESTMENT RELATED HOURS: 160 START DATE: 09/01/2011 ADDRESS: 650 SENTRY PARKWAY, SUITE ONE, BLUE BELL PA 19422 DESCRIPTION: TAX AND SMALL BUSINESS ACCOUNTING. WE DO MANAGERIAL ACCOUNTING ONLY - NO ATTESTATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Ann Gross's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2018 - Present

BARBARA ANN GROSS FINANCIAL ADVISOR

Office #1: 650 Sentry Parkway Suite One, Blue Bell, PA 19422

RIA

CRD#: 294832

Blue Bell, PA

Past

November 26, 2014 - December 31, 2017

PENN GUARDIAN INVESTMENT COUNSEL, LLC

RIA

CRD#: 171339

BLUE BELL, PA

Past

September 8, 2010 - December 2, 2014

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

BLUE BELL, PA

Past

September 8, 2010 - December 2, 2014

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

BLUE BELL, PA

Past

November 15, 2005 - September 8, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PLYMOUTH MEETING, PA

Past

September 8, 2005 - September 8, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PLYMOUTH MEETING, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/30/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/9/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/2/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/2005

General Securities Representative Examination

Current Firm

BARBARA ANN GROSS FINANCIAL ADVISOR

BARBARA ANN GROSS CPA, GROSS-IZZO LLC | BARBARA ANN GROSS FINANCIAL ADVISOR LLC | BARBARA ANN GROSS FINANCIAL ADVISOR

CRD#: 294832 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (11/11/2025 Termination Requested)

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Contact information

Main Address

650 Sentry Parkway Suite One, Blue Bell, PA 19422

Mailing Address

Phone number

(215) 884-3000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	39
AUM (Assets Under Management)	$ 4,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Barbara A. Gross

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Ann Gross's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARBARA ANN GROSS FINANCIAL ADVISOR

PENN GUARDIAN INVESTMENT COUNSEL, LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/9/2005

SIE

Date: 12/2/2014

Series 7

Date: 9/7/2005

Current Firm

BARBARA ANN GROSS FINANCIAL ADVISOR

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BARBARA ANN GROSS FINANCIAL ADVISOR

TRUST BUT VERIFY

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