Barbara A. Gross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Ann Gross was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 2005. Barbara had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2018 - November 17, 2025
BARBARA ANN GROSS FINANCIAL ADVISOR
November 26, 2014 - December 31, 2017
PENN GUARDIAN INVESTMENT COUNSEL, LLC
September 8, 2010 - December 2, 2014
GROVE POINT INVESTMENTS, LLC
September 8, 2010 - December 2, 2014
GROVE POINT INVESTMENTS, LLC
November 15, 2005 - September 8, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
September 8, 2005 - September 8, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BARBARA ANN GROSS FINANCIAL ADVISOR
CRD#: 294832 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 39 |
| AUM (Assets Under Management) | $ 4,700,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
