VF
Vittorio Fratta
CEDAR WEALTH MANAGEMENT
Walnut Creek, CA 94596
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CRD#: 5003856
VF
Professional summary
Vittorio Fratta is a registered financial advisor currently at CEDAR WEALTH MANAGEMENT located in Walnut Creek, California.
Vittorio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Vittorio has worked at 2 firms and has passed the Series 7 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Fratta is a member of the Advisory Council of the University of West Florida in Pensacola, FL. This position is not investment related, started in the third quarter of 2020, and will take approximately 4 hours per month. Some of the time spent on this will be during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Vittorio Fratta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 2016 - Present
CEDAR WEALTH MANAGEMENT
Office #1: 1990 North California Blvd. Suite 612, Walnut Creek, CA 94596RIA
CRD#: 167149
Walnut Creek, CA
Past
August 24, 2005 - September 28, 2005
BLACKBOOK CAPITAL, LLC
BD
CRD#: 123234
HILLSIDE, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CEDAR WEALTH MANAGEMENT
CEDAR ASSET MANAGEMENT | JUBAILI, NEIL | CEDAR WEALTH MANAGEMENT, LLC | CEDAR WEALTH MANAGEMENT
CRD#: 167149 / SEC#: 801-107067
RIA
Registered Investment Advisory firm - (1/4/2016 Approved)California
Registered Investment Advisory firm - (3/17/2016 Terminated)Texas
Registered Investment Advisory firm - (2/16/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/9/2016)
IAR
Texas(2/9/2016)
Exams
General Industry/Product Exam
Current Firm
CW
CEDAR WEALTH MANAGEMENT
CEDAR ASSET MANAGEMENT | JUBAILI, NEIL | CEDAR WEALTH MANAGEMENT, LLC | CEDAR WEALTH MANAGEMENT
CRD#: 167149 / SEC#: 801-107067
RIA
Registered Investment Advisory firm - (1/4/2016 Approved)California
Registered Investment Advisory firm - (3/17/2016 Terminated)Texas
Registered Investment Advisory firm - (2/16/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1990 North California Blvd 8th Floor, Walnut Creek, CA, 94596
Mailing Address
Phone number
(415) 230-2757
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 361,392,640 |
Red Flags
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Company Information
CEDAR WEALTH MANAGEMENT
CRD#: 167149Walnut Creek, CA 94596TRUST BUT VERIFY
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