Fred G. Eason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Gary Eason was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1976. Fred had worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 15, Series 5, Series 7, Series 53, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 1999 - March 25, 2019
SIMMONS FIRST INVESTMENT GROUP, INC.
September 17, 1999 - March 25, 2019
SIMMONS FIRST INVESTMENT GROUP, INC.
September 14, 1998 - August 23, 1999
REGIONS INVESTMENT COMPANY, INC.
January 1, 1996 - October 6, 1998
FIRST COMMERCIAL INVESTMENTS, INC.
July 31, 1993 - December 21, 1995
CITIGROUP GLOBAL MARKETS INC.
September 21, 1979 - July 31, 1993
LEHMAN BROTHERS INC.
April 1, 1976 - April 18, 1978
FARYEWICZ & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/25/2004
Limited Representative-Equity Trader ExamSeries 15
Date: 7/17/1985
Foreign Currency Options ExaminationSeries 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 8
Date: 10/29/1982
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SIMMONS FIRST INVESTMENT GROUP, INC.
CRD#: 47439 / SEC#: 801-108161, 8-51795
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIMMONS BANK | 100% OWNER | |
| CASTEEL, MARTY DALE | DIRECTOR | |
| CLEMENT, JOE WINTERS III | DIRECTOR | 1305699 |
| CURZON, WILLIAM CARY | PRESIDENT | |
| FEHLMAN, ROBERT A | DIRECTOR | |
| JOHNSON, ANGELA LEIGH | CHIEF FINANCIAL OFFICER | 5389137 |
| JOHNSON, RICHARD WAYNE | DIRECTOR | 260111 |
| TAPPAN, PHILIP ANDREW | DIRECTOR | 1197696 |
| WITT, LAURA LEA | CCO | 5699623 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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