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Michael Leyden Donovan

CRD# 500378·Registered 1976 - 2017
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Leyden Donovan, who also goes by Michael Leydon Donovan, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1976 - 2017. Michael had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Leydon Donovan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

HAZARD & SIEGEL, INC.·CRD# 2048
BD
Syracuse, NY
June 29, 2011 - August 22, 2017
LEIGH BALDWIN & CO., LLC·CRD# 38751
BD
Cazenovia, NY
September 21, 2006 - June 23, 2009
RIDGEWAY & CONGER, INC.·CRD# 113055
BD
New Woodstock, NY
April 30, 2003 - January 2, 2004
IBN FINANCIAL SERVICES, INC.·CRD# 42360
BD
Liverpool, NY
October 31, 2000 - September 11, 2006
LEIGH BALDWIN & CO., LLC·CRD# 38751
BD
Cazenovia, NY
November 2, 1995 - December 31, 2001
CYGNET SECURITIES, INC.·CRD# 28686
BD
Waldwick, NJ
April 17, 1995 - September 28, 1995
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Syracuse, NY
January 31, 1990 - March 29, 1995
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
April 18, 1984 - February 22, 1990
FLAGSHIP SECURITIES, INC.·CRD# 7123
BD
April 26, 1976 - March 22, 1984

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Current Firm

H&
HAZARD & SIEGEL, INC.

HAZARD & SIEGEL, INC.

CRD#: 2048 / SEC#: 8-13942
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

5793 Widewaters Parkway, Dewitt, NY 13214

Mailing Address

Po Box 157, Syracuse, NY 13214

Phone Number

(315) 414-0722

Established

New York since 06/15/1971

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (43 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JOSEPH, ALEXANDER SOTIR JRCHIEF EXECUTIVE OFFICER1092307
MULLEN, DAVID MARKPRESIDENT/CHIEF COMPLIANCE OFFICER1327419

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2017About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Apr 1986About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Apr 1984About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 2003About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jan 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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