Michael L. Donovan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Leyden Donovan, who also goes by Michael Leydon Donovan, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1976. Michael had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2011 - August 22, 2017
HAZARD & SIEGEL, INC.
September 21, 2006 - June 23, 2009
LEIGH BALDWIN & CO., LLC
April 30, 2003 - January 2, 2004
RIDGEWAY & CONGER, INC.
October 31, 2000 - September 11, 2006
IBN FINANCIAL SERVICES, INC.
November 2, 1995 - December 31, 2001
LEIGH BALDWIN & CO., LLC
April 17, 1995 - September 28, 1995
CYGNET SECURITIES, INC.
January 31, 1990 - March 29, 1995
CADARET, GRANT & CO., INC.
April 18, 1984 - February 22, 1990
LEHMAN BROTHERS INC.
April 26, 1976 - March 22, 1984
FLAGSHIP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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