Kevin F. Rudden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Francis Rudden, who also goes by Kevin Rudden, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2005. Kevin had worked at 5 firms and has passed the Series 65, Series 63, Series 79, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2019 - July 17, 2019
LAS OLAS CAPITAL PARTNERS, LLC
January 2, 2018 - July 18, 2019
LAS OLAS CAPITAL ADVISORS, LLC
November 23, 2016 - March 20, 2017
BLACK DIAMOND FINANCIAL, LLC
March 8, 2011 - August 4, 2016
J.P. MORGAN SECURITIES LLC
September 5, 2005 - February 10, 2006
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAS OLAS CAPITAL PARTNERS, LLC
CRD#: 297905 / SEC#: , 8-70155
Contact information
FINRA licenses (2 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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