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MS

Michael L. Scheel

PROFOLIO INVESTMENTS
Union, KY
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CRD#: 5003698
MS

Professional summary


Michael L Scheel is a registered financial advisor currently at PROFOLIO INVESTMENTS, INC. located in Union, Kentucky.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Michael has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael L Scheel's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 28, 2014 - Present

PROFOLIO INVESTMENTS, INC.

RIA
CRD#: 173241
Union, KY
Past

November 1, 2005 - November 3, 2014

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kentucky
(12/14/2022)
IAR
New Jersey
(10/28/2014)
IAR
Texas
(1/25/2024)
IAR
Utah
(1/2/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/20/2014
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


PI
PROFOLIO INVESTMENTS, INC.
PROFOLIO INVESTMENTS | PROFOLIO INVESTMENTS, INC.

CRD#: 173241 / SEC#:

Kentucky
Registered Investment Advisory firm - (2/17/2023 Approved)
New Jersey
Registered Investment Advisory firm - (10/28/2014 Approved)
Texas
Registered Investment Advisory firm - (1/25/2024 Conditional Restricted)
Utah
Registered Investment Advisory firm - (1/2/2023 Approved)
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Contact information


Main Address
Union, KY
Mailing Address
Phone number
(801) 608-8874
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts80
AUM (Assets Under Management)$ 16,547,428

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PROFOLIO INVESTMENTS, INC.

CRD#: 173241Union, KY

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