Edward A. Cobb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Allen Cobb, who also goes by Ed Cobb, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1976. Edward had worked at 6 firms and has passed the Series 63, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 1990 - July 26, 1996
AHART & BRYAN, INC.
October 15, 1984 - January 11, 1990
BRYAN, WORLEY & CO., INC.
January 17, 1984 - September 27, 1984
EMPIRE NATIONAL SECURITIES, INCORPORATED
April 19, 1983 - December 14, 1983
STIFEL, NICOLAUS & COMPANY, INCORPORATED
February 19, 1980 - February 8, 1982
UMIC, INC.
April 1, 1976 - May 21, 1978
FARYEWICZ & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AHART & BRYAN, INC.
CRD#: 16521 / SEC#: , 8-42315
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
