Robert J. Bradbury

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CRD#: 500347

Professional summary

Robert Joseph Bradbury was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Robert is a previously registered financial professional and started their career in finance in 1975. Prior to being barred, Robert had worked at 1 firm, which includes DOLPHIN & BRADBURY INCORPORATED.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 5, 1975 - May 8, 2006

DOLPHIN & BRADBURY INCORPORATED

CRD#: 6932

PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

DOLPHIN & BRADBURY INCORPORATED

DOLPHIN & BRADBURY | DOLPHIN & BRADBURY INCORPORATED

CRD#: 6932 / SEC#: , 8-36515

Revoked by SEC on 12/09/2009

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Contact information

Main Address

Mailing Address

Phone number

Established

Pennsylvania since 05/02/1986

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
BRADBURY, ROBERT JOSEPH	CHAIRMAN/TREASURER/COO/DIRECTOR	500347
MOYNAHAN, STEPHEN ROBERT	PRESIDENT/ CEO/ DIRECTOR	500322
WOLF, MICHAEL ARMSTRONG	MANAGING DIRECTOR	1429545
MCMAHON, MARGARET MARY	SECRETARY/ CCO/ CFO/ MANAGING DIRECTOR	2489940
MURRAY, EDWARD ROBERT	MANAGING DIRECTOR	2215605

Disclosures

Regulatory Event	5
Civil Event	1

Red Flags

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