Thomas E. Beirne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Eugene Beirne SR, who also goes by Thomas Eugene Beirne, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1976. Thomas had worked at 6 firms and has passed the Series 27 and Series 54FN exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 1988 - August 13, 1988
HARRY DOWNS & COMPANY, INC.
January 19, 1987 - May 3, 1988
TP ICAP GLOBAL MARKETS AMERICAS LLC
September 9, 1985 - May 6, 1986
J.J. KENNY DRAKE, INC.
May 29, 1984 - June 11, 1985
VIERLING, DEVANEY & MAGUIRE, INC.
May 12, 1983 - March 22, 1984
R. W. ELLWOOD & CO., INC.
August 26, 1980 - October 8, 1981
HSBC BROKERAGE (USA) INC.
February 9, 1976 - August 25, 1980
R. W. ELLWOOD & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 54FN
Date: 11/27/1978
Municipal Securities Financial and Operations Principal ExaminationCurrent Firm
HARRY DOWNS & COMPANY, INC.
CRD#: 7019 / SEC#: , 8-38832
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
