Martin J. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Jay Cohen was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1960. Martin had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 1993 - February 6, 1998
RENCAP SECURITIES, INC.
June 4, 1987 - June 9, 1987
ETON SECURITIES CORP.
June 2, 1987 - December 31, 1991
CULLUM & SANDOW SECURITIES, INC.
December 29, 1978 - April 14, 2016
PTX SECURITIES, LLC
September 29, 1978 - February 3, 1979
HILLTOP SECURITIES INC.
December 8, 1960 - October 23, 1978
PRINCIPAL FINANCIAL SECURITIES,INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 1/1/1958
Registered Representative ExaminationSeries 40
Date: 10/31/1978
Registered Principal ExaminationCurrent Firm
RENCAP SECURITIES, INC.
CRD#: 27969 / SEC#: , 8-43338
Contact information
Documents
Red Flags
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