Caspar A. Ooms
Professional summary
Caspar Alexander Ooms, who also goes by Alex Ooms, Caspar Alexander Ooms Mr., is a registered financial professional currently at CLEARCREEK SECURITIES, LLC located in Denver, Colorado.
Caspar is registered as a RR (Registered Representative) and started their career in finance in 2006. Caspar has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Caspar Alexander Ooms's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2014 - Present
CLEARCREEK SECURITIES, LLC
Office #1: 1165 Delaware Street, Suite 130, Denver, CO 80204Office #2: 1165 Delaware Street, Suite 130, Denver, CO 80204December 8, 2010 - September 27, 2014
LJS CAPITAL, LLC
October 26, 2009 - November 24, 2010
COLORADO FINANCIAL SERVICE CORPORATION
March 10, 2009 - October 30, 2009
THE TRINITY GROUP, LLC
May 10, 2007 - March 20, 2009
CLEAR CREEK SECURITIES, INC.
April 12, 2006 - February 16, 2007
BACE CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/10/2020)
(10/17/2014)
(10/21/2020)
(1/21/2021)
(9/7/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CLEARCREEK SECURITIES, LLC
CRD#: 169774 / SEC#: , 8-69393
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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