Jed A. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jed A Clark was a registered financial professional .
Jed is a previously registered financial professional and started their career in finance in 2005. Jed had worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2020 - February 28, 2025
EPIQ CAPITAL GROUP, LLC
August 28, 2014 - June 28, 2019
ICONIQ CAPITAL, LLC
April 8, 2013 - January 22, 2014
BURRILL SECURITIES
March 12, 2012 - July 2, 2012
GORDIAN INVESTMENTS, LLC
October 12, 2010 - January 26, 2011
COWEN PRIME SERVICES TRADING LLC
September 22, 2005 - August 3, 2007
COWEN PRIME SERVICES TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EPIQ CAPITAL GROUP, LLC
CRD#: 292526 / SEC#: 801-112887
Contact information
Regulatory assets under management
| Total Number of Accounts | 896 |
| AUM (Assets Under Management) | $ 4,938,787,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/26/2024 | ||
| 01/24/2024 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
