Gary F. Granger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Frank Granger was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1976. Gary had worked at 1 firm and has passed the Series 5, Series 3, Series 4, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 1976 - January 13, 1990
SWINK & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 4/22/1987
Interest Rate Options ExaminationF04
Date: 1/19/1977
Financial Principal ExaminationSeries 40
Date: 1/19/1977
Registered Principal ExaminationCurrent Firm
SWINK & COMPANY, INC.
CRD#: 7111 / SEC#: , 8-19804
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
