Albert L. Deangelis

NW CAPITAL MARKETS

Bloomfield, NJ 07003

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CRD#: 500213

Professional summary

Albert Louis Deangelis, who also goes by Albert L Deangelis, is a registered financial professional currently at NW CAPITAL MARKETS INC. located in Bloomfield, New Jersey.

Albert is registered as a RR (Registered Representative) and started their career in finance in 1976. Albert has worked at 12 firms and has passed the Series 63 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Albert L Deangelis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2011 - Present

NW CAPITAL MARKETS INC.

Office #1: 522 Broad Street, Bloomfield, NJ 07003

CRD#: 17622

Bloomfield, NJ

Past

February 17, 2009 - March 28, 2011

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

CRD#: 6950

JERSEY CITY, NJ

Past

September 1, 1999 - December 9, 2004

MURIEL SIEBERT & CO., LLC

CRD#: 5376

NEW YORK, NY

Past

August 4, 1997 - February 11, 2009

SIEBERT WILLIAMS SHANK & CO., LLC

CRD#: 42568

NEW YORK, NY

Past

November 27, 1996 - August 4, 1997

MURIEL SIEBERT & CO., LLC

CRD#: 5376

NEW YORK, NY

Past

February 8, 1995 - March 7, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

November 10, 1993 - April 11, 1994

CANTOR FITZGERALD SECURITIES

CRD#: 19660

NEW YORK, NY

Past

November 10, 1993 - April 11, 1994

MINT BROKERS

CRD#: 13681

NEW YORK, NY

Past

February 13, 1987 - February 9, 1993

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

November 21, 1980 - July 29, 1982

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

April 10, 1978 - December 1, 1978

BROADCHILD SECURITIES CORP.

CRD#: 7702

Past

January 27, 1978 - March 1, 1978

STATE STREET SECURITIES, INC.

CRD#: 7528

Past

October 4, 1976 - May 1, 1978

TITUS & DONNELLY LLC

CRD#: 7033

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(3/31/2011)

New York
(3/31/2011)

Pennsylvania
(3/31/2011)

Exams

State Security Law Exam

Series 63

Date: 7/11/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

NW CAPITAL MARKETS INC.

NW CAPITAL MARKETS INC. | WINDSOR FINANCIAL GROUP/DE, INC.

CRD#: 17622 / SEC#: , 8-35363

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

522 Broad Street, Bloomfield, NJ 07003

Mailing Address

522 Broad Street, Bloomfield, NJ 07003

Phone number

(201) 656-0115

Established

Delaware since 05/27/1986

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
NW FINANCIAL HOLDINGS INC.	HOLDING COMPANY
MARINIELLO, DANIEL CHARLES	EXECUTIIVE OFFICER, TRUSTEE	2937534
FAGAN, JAMES ALOYSIUS	EXECUTIVE OFFICER, CCO	203698
MACKEY, HOWARD HAMILTON III	EXECUTIVE OFFICER	1066109
PETROSKY-MUCKLE, LISA JOY	FINOP	2934804

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Albert L. Deangelis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Albert Louis Deangelis's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

MURIEL SIEBERT & CO., LLC

SIEBERT WILLIAMS SHANK & CO., LLC

MURIEL SIEBERT & CO., LLC

MORGAN STANLEY DW INC.

CANTOR FITZGERALD SECURITIES

MINT BROKERS

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

BROADCHILD SECURITIES CORP.

STATE STREET SECURITIES, INC.

TITUS & DONNELLY LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/11/1991

SIE

Date: 10/1/2018

FINRA

Current Firm

NW CAPITAL MARKETS INC.

Contact information

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NW CAPITAL MARKETS INC.

TRUST BUT VERIFY

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