David C. Walsvick
Professional summary
David Christopher Walsvick, who also goes by David C. Walsvick, is a registered financial advisor currently at WALSVICK WEALTH MANAGEMENT located in Phoenix, Arizona.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 6 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Christopher Walsvick's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 27, 2014 - Present
WALSVICK WEALTH MANAGEMENT
Office #1: 3823 E Daley Ln, Phoenix, AZ 85050December 19, 2012 - March 4, 2013
LPL FINANCIAL LLC
December 18, 2012 - March 4, 2013
LPL FINANCIAL LLC
August 21, 2012 - December 19, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
May 11, 2012 - December 19, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
June 28, 2011 - January 19, 2012
WALSVICK FINANCIAL MANAGEMENT, LLC
October 2, 2007 - June 5, 2008
ASSOCIATED SECURITIES CORP.
October 2, 2007 - June 5, 2008
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
May 24, 2007 - June 5, 2008
ASSOCIATED SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/27/2014)
Exams
Current Firm
WALSVICK WEALTH MANAGEMENT
CRD#: 171719 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 4,400,000 |
Red Flags
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