David Christopher Walsvick
Professional Summary
David Christopher Walsvick, who also goes by David C. Walsvick, is a registered financial advisor currently at WALSVICK WEALTH MANAGEMENT located in Phoenix, Arizona. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 6 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David C. Walsvick
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
WALSVICK WEALTH MANAGEMENT | WALSVICK, DAVID CHRISTOPHER | WALSVICK WEALTH MANAGEMENT, LLC
Contact Information
Main Address
Phoenix, AZPhone Number
(480) 307-8109# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
16AUM (Assets Under Management)
$4,400,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/27/2014)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2007About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view David Christopher Walsvick's CRS (Customer Relationship Summary).
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