Daniel J. Bulawa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Jason Bulawa, who also goes by Daniel L Bulawa, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2005. Daniel had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2017 - December 7, 2017
PACER FINANCIAL, INC.
August 18, 2017 - December 7, 2017
PACER ADVISORS, INC.
June 2, 2014 - July 29, 2016
RS FUNDS DISTRIBUTOR LLC
May 24, 2010 - June 2, 2014
GUARDIAN INVESTOR SERVICES LLC
June 1, 2009 - May 19, 2010
MORGAN STANLEY
June 1, 2009 - May 19, 2010
MORGAN STANLEY
August 24, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 24, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
October 18, 2005 - August 29, 2007
A. G. EDWARDS & SONS, INC.
September 8, 2005 - August 29, 2007
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACER FINANCIAL, INC.
CRD#: 137040 / SEC#: , 8-67061
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THOMSON, JOE MCKEE | PRESIDENT | 718569 |
| OHARA, SEAN EDWARD | DIRECTOR | 1312483 |
| BRADBARD, ASHLEE ANN THOMSON | SR. VICE PRESIDENT | 5761850 |
| THOMSON, JOANN MARIE | SECRETARY/TREASURER | 5086499 |
| ZELLER, KIMBERLY L. T. | VICE PRESIDENT | 5774669 |
| JOHNSON, JEFFREY SHAWN | CHIEF COMPLIANCE OFFICER | 5508770 |
| MILLER, JOHN STEVENSON | FINOP | 2139980 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
