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JT

Juliana M. Traina

LARCH CAPITAL PARTNERS LLC
Miami, FL 33131
Some features on this profile are disabled
CRD#: 5001969
JT

Professional summary

Juliana Moreira Traina, who also goes by Juliana M Moreira Ms, Juliana M Moreira, is a registered financial advisor currently at LARCH CAPITAL PARTNERS LLC located in Miami, Florida.

Juliana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Juliana has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Juliana M Moreira Ms | Juliana M Moreira

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juliana Moreira Traina's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 28, 2022 - Present

LARCH CAPITAL PARTNERS LLC

Office #1: 201 S. Biscayne Boulevard Suite 900, Miami, FL 33131
RIA
CRD#: 307653
Miami, FL
Past

June 15, 2011 - April 24, 2020

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
MIAMI, FL
Past

June 2, 2008 - September 17, 2009

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
NEW YORK, NY
Past

August 21, 2007 - May 5, 2008

CREDICORP CAPITAL LLC

BD
CRD#: 136791
MIAMI, FL
Past

September 5, 2005 - August 6, 2007

BANIF SECURITIES INC

BD
CRD#: 38913
MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LARCH CAPITAL PARTNERS LLC
LARCH CAPITAL PARTNERS LLC

CRD#: 307653 / SEC#: 801-118304

RIA
Registered Investment Advisory firm - (3/25/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(3/28/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/8/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/4/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/1/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/2/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/1/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/1/2023
General Securities Sales Supervisor - Options Module Examination

Current Firm

LC
LARCH CAPITAL PARTNERS LLC
LARCH CAPITAL PARTNERS LLC

CRD#: 307653 / SEC#: 801-118304

RIA
Registered Investment Advisory firm - (3/25/2020 Approved)
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Contact information

Main Address
201 S. Biscayne Boulevard Suite 900, Miami, FL 33131
Mailing Address
Phone number
(786) 677-4120
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/31/2025)

Regulatory assets under management

Total Number of Accounts462
AUM (Assets Under Management)$ 1,669,466,272

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LARCH CAPITAL PARTNERS LLC

CRD#: 307653Miami, FL 33131

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