Calvin Lo

KEYSTONE GLOBAL PARTNERS LLC

DENVER, CO 80211

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CRD#: 5001817

Professional summary

Calvin Lo, CFP® is a registered financial advisor currently at KEYSTONE GLOBAL PARTNERS LLC located in Denver, Colorado.

Calvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Calvin has worked at 3 firms and has passed the Series 65, Series 63, Series 87, Series 86 and Series 7 exams.

Question & Answer

What are your service offerings?

Tax Planning

Small Business Planning

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Calvin Lo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

March 18, 2017 - Present

KEYSTONE GLOBAL PARTNERS LLC

Office #1: 2128 W 32nd Ave, Suite 200, Denver, CO 80211

RIA

CRD#: 153147

DENVER, CO

Past

April 7, 2008 - July 20, 2010

ROYAL OAK CAPITAL MANAGEMENT, LLC

RIA

CRD#: 146528

WASHINGTON, DC

Past

February 14, 2006 - November 23, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEYSTONE GLOBAL PARTNERS LLC

CRD#: 153147 / SEC#: 801-89170

RIA

Registered Investment Advisory firm - (4/15/2015 Approved)

New York

Registered Investment Advisory firm - (6/9/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/18/2017)

IAR

Colorado
(9/6/2024)

IAR

New York
(5/26/2021)

IAR

Texas
(3/19/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/4/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 11/21/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 11/8/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 9/27/2005

General Securities Representative Examination

Current Firm

KEYSTONE GLOBAL PARTNERS LLC

CRD#: 153147 / SEC#: 801-89170

RIA

Registered Investment Advisory firm - (4/15/2015 Approved)

New York

Registered Investment Advisory firm - (6/9/2015 Terminated)

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Contact information

Main Address

2128 W 32nd Ave, Suite 200, Denver, CO 80211

Mailing Address

Phone number

(646) 998-8141

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II (10/8/2025)

Regulatory assets under management

Total Number of Accounts	214
AUM (Assets Under Management)	$ 504,873,318

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Calvin Lo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Calvin Lo's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROYAL OAK CAPITAL MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

KEYSTONE GLOBAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/4/2008

Series 63

Date: 7/16/2007

Series 87

Date: 11/21/2005

Series 86

Date: 11/8/2005

Series 7

Date: 9/27/2005

Current Firm

KEYSTONE GLOBAL PARTNERS LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEYSTONE GLOBAL PARTNERS LLC

TRUST BUT VERIFY

Contact information

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