Hector M. Torres Correa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hector Mauricio Torres Correa, who also goes by Hector M Torres, Hector Mauricio Torres, Hector M Torres Correa, was a registered financial professional .
Hector is a previously registered financial professional and started their career in finance in 2005. Hector had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2011 - July 9, 2012
CREDICORP CAPITAL LLC
October 27, 2010 - January 24, 2011
CREDICORP CAPITAL LLC
August 3, 2005 - April 24, 2006
INTL FCSTONE CREDIT TRADING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CREDICORP CAPITAL LLC
CRD#: 136791 / SEC#: , 8-67048
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
