JH
Jason T. Hathaway
HATHAWAY CAPITAL MANAGEMENT
Newport Beach, CA
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CRD#: 5001545
JH
Professional summary
Jason Thomas Hathaway is a registered financial advisor currently at HATHAWAY CAPITAL MANAGEMENT, LLC located in Newport Beach, California and LEGACY WEALTH ADVISORS, LLC located in Newport Beach, California.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jason has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 79 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Hathaway Capital Management, LLC, 1990 Port Edward Cir., Newport Beach, CA 92660. Owner. January 2018. Private Funds Manager. Approx. 2-4 Hrs/Week. Partner and Investment Professional. 2) Hathaway Capital Partners I, LLC, 1990 Port Edward Cir., Newport Beach, CA 92660. Owner. August 2018. Manager. Approx. 1 Hr/Week. Partner and Investment Professional. 3.) Path Capital Management, LLC; Inv-related: yes; Located: 801 Brickell Ave., Suite 2500, Miami, FL 33131; Nature of Business: General Partner for a pooled investment vehicle; Title/Position: Partner. Starting: April 2023; Approximately 2 hours per month. Duties include managing the investment and operations of PVP Ventures Fund 1, a pooled investment vehicle, as one of the controlling members of the General Partner. 4.) Path Capital Partners, LLC and PCP Equity I GP, LLC; Inv-related: yes; Located: 801 Brickell Ave., Suite 2500, Miami, FL 33131; Nature of Business: General Partner for a pooled investment vehicle; Title/Position: Partner. Starting: March 2025; Approximately 40-50 hours per month. Duties include managing the investment and operations of PVP Ventures Fund 1, a pooled investment vehicle, as one of the controlling members of the General Partner. 5.) Legacy Wealth Advisors, LLC; Inv-related: yes; Located: 801 Brickell Ave., Suite 2500, Miami, FL 33131; Nature of Business: Registered Investment Advisor; Title/Position: Chief Investment Officer / Investment Advisor Representative. Starting: October 2023; Approximately 80 hours per month. Duties include evaluating private and public investment opportunities across all stages and sectors, including direct investments into private companies as well as institutional fund opportunities, such as private equity, venture capital, hedge funds, and structured products. Provide strategic guidance related to investment decision-making on behalf of the families
CRS (Client Relationship Summary) - RIA
Click below to view Jason Thomas Hathaway's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2018 - Present
HATHAWAY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 292255
Newport Beach, CA
Current
October 16, 2023 - Present
LEGACY WEALTH ADVISORS, LLC
Office #2: 801 Brickell Avenue Suite 2500, Miami, FL 33131RIA
CRD#: 326117
Newport Beach, CA
Past
March 3, 2016 - December 6, 2018
WCA SECURITIES, LLC
BD
CRD#: 281176
Palo Alto, CA
Past
February 19, 2015 - October 11, 2016
ALTACCESS SECURITIES COMPANY, L.P.
BD
CRD#: 119441
DALLAS, TX
Past
May 23, 2011 - December 31, 2013
HATHAWAY & CO.
RIA
CRD#: 156897
PASADENA, CA
Past
September 21, 2006 - January 5, 2009
RBS SECURITIES CORPORATION
BD
CRD#: 118936
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LEGACY WEALTH ADVISORS, LLC
LEGACY WEALTH ADVISORS, LLC | LGOC, LLC
CRD#: 326117 / SEC#: 801-128702
RIA
Registered Investment Advisory firm - (9/11/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/14/2018)
IAR
Florida(10/18/2023)
IAR
Texas(11/26/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
LW
LEGACY WEALTH ADVISORS, LLC
LEGACY WEALTH ADVISORS, LLC | LGOC, LLC
CRD#: 326117 / SEC#: 801-128702
RIA
Registered Investment Advisory firm - (9/11/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
801 Brickell Avenue Suite 2500, Miami, FL 33131
Mailing Address
Phone number
(305) 808-6140
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 191 |
| AUM (Assets Under Management) | $ 347,974,567 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
