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JH

Joseph H. Herlong

SILVER LEAF PARTNERS
New York, NY 10019
Some features on this profile are disabled
CRD#: 5001515
JH

Professional summary

Joseph Hancock Herlong, who also goes by Josh Herlong, is a registered financial professional currently at SILVER LEAF PARTNERS, LLC located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2005. Joseph has worked at 8 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Josh Herlong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Hancock Herlong's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 29, 2025 - Present

SILVER LEAF PARTNERS, LLC

Office #1: 3 Columbus Circle Floor 15, New York, NY 10019
BD
CRD#: 126694
New York, NY
Past

November 1, 2023 - November 11, 2024

METRIC FINANCIAL, LLC

BD
CRD#: 33324
ATLANTA, GA
Past

April 4, 2023 - November 13, 2023

REALTA EQUITIES, INC.

BD
CRD#: 23769
Greenville, SC
Past

January 29, 2013 - December 31, 2013

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
GREENVILLE, SC
Past

November 30, 2012 - December 31, 2013

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
GREENVILLE, SC
Past

July 23, 2012 - October 29, 2012

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
PIEDMONT, SC
Past

January 4, 2012 - October 29, 2012

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
PIEDMONT, SC
Past

July 18, 2011 - September 16, 2011

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
GREENVILLE, SC
Past

July 7, 2011 - September 16, 2011

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
GREENVILLE, SC
Past

November 15, 2010 - July 11, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
GREENVILLE, SC
Past

July 28, 2008 - December 18, 2008

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
PIEDMONT, SC
Past

May 21, 2008 - December 18, 2008

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
PIEDMONT, SC
Past

January 11, 2006 - February 28, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
GREENVILLE, SC
Past

November 2, 2005 - February 28, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
GREENVILLE, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
South Carolina
(10/29/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/14/2020
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 7/16/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/4/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/19/2020
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/19/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SL
SILVER LEAF PARTNERS, LLC
SILVER LEAF PARTNERS, LLC

CRD#: 126694 / SEC#: , 8-65902

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
3 Columbus Circle Floor 15, New York, NY 10019
Mailing Address
3 Columbus Circle Floor 15, New York, NY 10019
Phone number
(212) 632-8421
Established
New York since 01/15/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KHAN, M. FYZULCEO/CCO/MANAGING MEMBER3103833
LESHER, JAMES ELAMPOO1044046
TAO, BING QINFINOP/PFO6253793

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SILVER LEAF PARTNERS, LLC

CRD#: 126694New York, NY 10019

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