Michael W. Alexander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Winston Alexander, who also goes by Michael W Alexander, Michael Alexander, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2006. Michael had worked at 9 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2013 - July 30, 2014
SIGNALWISE LLC
November 15, 2010 - October 21, 2013
TD AMERITRADE, INC.
November 15, 2010 - October 21, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 15, 2010 - October 21, 2013
TD AMERITRADE, INC.
October 28, 2009 - November 12, 2010
CHARLES SCHWAB & CO., INC.
October 28, 2009 - November 12, 2010
CHARLES SCHWAB & CO., INC.
September 29, 2008 - April 24, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 19, 2008 - April 24, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 22, 2007 - April 1, 2008
CHASE INVESTMENT SERVICES CORP.
October 22, 2007 - April 1, 2008
CHASE INVESTMENT SERVICES CORP.
April 2, 2007 - September 6, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - September 6, 2007
MORGAN STANLEY & CO. LLC
March 15, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
March 15, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
April 26, 2006 - December 31, 2006
RESOURCE HORIZONS GROUP LLC
March 2, 2006 - December 31, 2006
RESOURCE HORIZONS GROUP LLC
State Registrations and Notice Filings
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Exams
Current Firm
SIGNALWISE LLC
CRD#: 152735 / SEC#:
Contact information
Red Flags
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