Julien N. Vachon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julien Norman Vachon was a registered financial professional .
Julien is a previously registered financial professional and started their career in finance in 1976. Julien had worked at 3 firms and has passed the Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 1992 - September 4, 2007
GATES CAPITAL CORPORATION
September 9, 1991 - May 4, 1992
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
April 21, 1976 - May 4, 1992
LANGDON P COOK & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
GATES CAPITAL CORPORATION
CRD#: 29582 / SEC#: , 8-44414
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
