Tommy T. Tullos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tommy Travis Tullos, who also goes by Tom Tullos, was a registered financial professional .
Tommy is a previously registered financial professional and started their career in finance in 1976. Tommy had worked at 9 firms and has passed the Series 63, Series 3, Series 7, Series 52, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 1991 - August 11, 1992
RHOADS FINANCIAL GROUP, INC.
March 14, 1991 - August 19, 1991
MASTERS FINANCIAL GROUP, INC.
December 22, 1990 - February 1, 1991
FIRST AMERICAN SECURITIES, INC.
August 31, 1989 - December 31, 1989
LASALLE ST SECURITIES, L.L.C.
November 8, 1988 - January 9, 1989
ALLISON, ROSENBLUM & HANNAHS, INC.
July 10, 1980 - November 9, 1988
UNITED CAPITAL CORPORATION
May 7, 1979 - July 14, 1979
PARHAM & COMPANY, INC.
August 14, 1978 - June 5, 1979
POWELL & ASSOCIATES, INC. INC.
June 18, 1976 - July 3, 1978
BRITTENUM & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RHOADS FINANCIAL GROUP, INC.
CRD#: 16317 / SEC#: , 8-33704
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
