Kraig S. Tuber
Professional summary
Kraig Seth Tuber, who also goes by Kraig S Tuber, is a registered financial professional currently at M&A SECURITIES GROUP, INC. located in Kansas City, Missouri.
Kraig is registered as a RR (Registered Representative) and started their career in finance in 2005. Kraig has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 79, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kraig Seth Tuber's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2023 - Present
M&A SECURITIES GROUP, INC.
Office #1: 4151 N. Mulberry Drive Suite 252, Kansas City, MO 64116August 22, 2019 - April 19, 2023
INCENTRUM SECURITIES, LLC
October 15, 2014 - June 24, 2019
MORGAN STANLEY & CO. LLC
August 2, 2013 - October 16, 2014
SONENSHINE & COMPANY LLC
July 12, 2011 - October 18, 2011
KNIGHT CAPITAL AMERICAS, L.P.
December 8, 2009 - July 18, 2011
CITIGROUP GLOBAL MARKETS INC.
October 12, 2005 - February 26, 2008
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/3/2023)
(6/6/2023)
(2/8/2024)
(3/28/2025)
(4/30/2024)
(5/5/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/26/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
M&A SECURITIES GROUP, INC.
CRD#: 39999 / SEC#: , 8-48926
Contact information
FINRA licenses (48 States and Territories)
Documents
Red Flags
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