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JH

Jenifer S. Hollander

Some features on this profile are disabled
CRD#: 5001116
JH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jenifer Steinhardt Hollander, who also goes by Jenifer Lauren Hollander, Jenifer S Hollander, Jenifer Lauren Steinhardt, Jenifer Steinhardt, was a registered financial professional .

Jenifer is a previously registered financial professional and started their career in finance in 2005. Jenifer had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jenifer Lauren Hollander | Jenifer S Hollander | Jenifer Lauren Steinhardt | Jenifer Steinhardt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 10, 2019 - February 26, 2024

TENEO SECURITIES LLC

BD
CRD#: 151256
NEW YORK, NY
Past

October 12, 2005 - September 3, 2019

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/12/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/11/2005
General Securities Representative Examination

Current Firm

TS
TENEO SECURITIES LLC
MARBLE NORTH SECURITIES LLC | VERAPOINT SECURITIES LLC | TENEO SECURITIES LLC

CRD#: 151256 / SEC#: , 8-68354

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
280 Park Avenue 4th Floor, New York, NY 10017
Mailing Address
280 Park Avenue 4th Floor, New York, NY 10017
Phone number
(212) 886-1600
Established
Delaware since 07/17/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TENEO CAPITAL CORPORATIONSOLE MEMBER
BOGUSLASKI, CHARLES ROBERTCHIEF OFFICER4845807
HALLERAN, KRISTIN MARIECHIEF COMPLIANCE OFFICER4726430
POLKOWITZ, GARY CRAIGMEMBER OF BOARD OF DIRECTORS2866014
ROTHENBERG, SHARI PFINOP/PFO/POO6590875
SULLIVAN, STEVEN MICHAELMEMBER OF BOARD OF DIRECTORS5162216

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TENEO SECURITIES LLC

CRD#: 151256

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