John R. Moore

HECK CAPITAL ADVISORS

Milwaukee, WI 53202

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CRD#: 5001004

Professional summary

John Robert Moore is a registered financial advisor currently at HECK CAPITAL ADVISORS, LLC located in Milwaukee, Wisconsin.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. John has worked at 4 firms and has passed the Series 66, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Robert Moore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2023 - Present

HECK CAPITAL ADVISORS, LLC

Office #1: 833 East Michigan St Suite 1460, Milwaukee, WI 53202

RIA

CRD#: 143848

Milwaukee, WI

Past

December 20, 2011 - October 21, 2013

C. L. KING & ASSOCIATES, INC.

CRD#: 6183

GLENDALE, WI

Past

November 16, 2010 - December 31, 2011

CMJ PARTNERS, LLC

RIA

CRD#: 155247

VERO BEACH, FL

Past

January 11, 2006 - September 14, 2010

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

MILWAUKEE, WI

Past

October 14, 2005 - September 14, 2010

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HECK CAPITAL ADVISORS, LLC

H CONSULTING, LLC | HECK CAPITAL ADVISORS, LLC | HECK CAPITAL ADVISORS

CRD#: 143848 / SEC#: 801-67872

RIA

Registered Investment Advisory firm - (5/14/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(5/24/2023)

IAR

Wisconsin
(5/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/10/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 87

Date: 4/24/2006

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 2/13/2006

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 10/13/2005

General Securities Representative Examination

Current Firm

HECK CAPITAL ADVISORS, LLC

H CONSULTING, LLC | HECK CAPITAL ADVISORS, LLC | HECK CAPITAL ADVISORS

CRD#: 143848 / SEC#: 801-67872

RIA

Registered Investment Advisory firm - (5/14/2007 Approved)

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Contact information

Main Address

15 East Anderson Street, Rhinelander, WI 54501

Mailing Address

Po Box 738, Rhinelander, WI 54501

Phone number

(715) 361-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A, APPENDIX 1 AND SCHEDULE 2B (3/14/2025)

Regulatory assets under management

Total Number of Accounts	3,815
AUM (Assets Under Management)	$ 9,670,498,771

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John R. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Robert Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

C. L. KING & ASSOCIATES, INC.

CMJ PARTNERS, LLC

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

Primary Firm SEC Registration

HECK CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/10/2006

Series 87

Date: 4/24/2006

Series 86

Date: 2/13/2006

Series 7

Date: 10/13/2005

Current Firm

HECK CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HECK CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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