Ravi Juneja
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ravi Juneja was a registered financial professional .
Ravi is a previously registered financial professional and started their career in finance in 2008. Ravi had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2013 - March 14, 2016
STORMHARBOUR SECURITIES LP
November 14, 2012 - July 10, 2013
TULLETT PREBON FINANCIAL SERVICES LLC
September 14, 2009 - July 20, 2012
ICE BONDS SECURITIES CORPORATION
March 17, 2008 - July 31, 2009
BGC FINANCIAL, L.P.
State Registrations and Notice Filings
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Exams
Current Firm
STORMHARBOUR SECURITIES LP
CRD#: 35997 / SEC#: , 8-46999
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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