CD
Clayton K. Deniger
CSP SECURITIES, LP
Dallas, TX 75240
Some features on this profile are disabled
CRD#: 5000949
CD
Professional summary
Clayton Kevin Deniger, who also goes by Clay Kevin Deniger, Clay Deniger, Clayton Kevin Deniger, is a registered financial professional currently at CSP SECURITIES, LP located in Dallas, Texas and MIZUHO SECURITIES USA LLC located in Dallas, Texas.
Clayton is registered as a RR (Registered Representative) and started their career in finance in 2005. Clayton has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Clay Kevin Deniger | Clay Deniger | Clayton Kevin Deniger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Clayton Kevin Deniger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 26, 2006 - Present
CSP SECURITIES, LP
Office #1: 13355 Noel Road Suite 1600, Dallas, TX 75240BD
CRD#: 136941
Dallas, TX
Current
May 10, 2023 - Present
MIZUHO SECURITIES USA LLC
Office #1: 13355 Noel Road Suite 1600, Dallas, TX 75240BD
CRD#: 19647
Dallas, TX
Current
December 23, 2023 - Present
GREENHILL & CO., LLC
Office #1: 1271 Avenue Of The Americas, New York, NY 10020BD
CRD#: 40290
NEW YORK, NY
Past
July 22, 2005 - April 28, 2006
STERN FISHER EDWARDS INC
BD
CRD#: 7548
LOS ANGELES, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/15/2013)
RR
Alaska(11/15/2013)
RR
Arizona(11/15/2013)
RR
Arkansas(11/15/2013)
RR
California(11/4/2013)
RR
Colorado(11/15/2013)
RR
Connecticut(11/4/2013)
RR
Delaware(11/15/2013)
RR
District of Columbia(11/15/2013)
RR
Florida(11/15/2013)
RR
Georgia(11/15/2013)
RR
Hawaii(11/15/2013)
RR
Idaho(5/10/2023)
RR
Illinois(5/15/2008)
RR
Indiana(5/12/2009)
RR
Iowa(11/15/2013)
RR
Kansas(5/10/2023)
RR
Kentucky(11/15/2013)
RR
Louisiana(11/15/2013)
RR
Maine(11/15/2013)
RR
Maryland(11/15/2013)
RR
Massachusetts(4/11/2008)
RR
Michigan(11/15/2013)
RR
Minnesota(11/15/2013)
RR
Mississippi(11/15/2013)
RR
Missouri(11/15/2013)
RR
Montana(11/15/2013)
RR
Nebraska(11/15/2013)
RR
Nevada(11/15/2013)
RR
New Hampshire(11/15/2013)
RR
New Jersey(11/15/2013)
RR
New Mexico(11/15/2013)
RR
New York(2/25/2008)
RR
North Dakota(11/15/2013)
RR
Ohio(11/15/2013)
RR
Oklahoma(11/15/2013)
RR
Oregon(11/15/2013)
RR
Pennsylvania(11/4/2013)
RR
Puerto Rico(5/10/2023)
RR
Rhode Island(11/15/2013)
RR
South Carolina(11/15/2013)
RR
South Dakota(11/15/2013)
RR
Tennessee(11/15/2013)
RR
Texas(1/26/2006)
RR
Utah(11/15/2013)
RR
Vermont(11/15/2013)
RR
Virginia(11/15/2013)
RR
Washington(11/15/2013)
RR
West Virginia(11/15/2013)
RR
Wisconsin(11/15/2013)
RR
Wyoming(11/15/2013)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
G&
GREENHILL & CO., LLC
GREENHILL & CO., LLC
CRD#: 40290 / SEC#: , 8-49000
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1271 Avenue Of The Americas, New York, NY 10020
Mailing Address
1271 Avenue Of The Americas, New York, NY 10020
Phone number
(212) 389-1500
Established
New York since 01/19/1996
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENHILL & CO., INC. | OWNER | |
| DALY, BRENDAN GERARD | CHIEF COMPLIANCE OFFICER | 1823142 |
| FALEIRO, GITANJALI PINTO | GENERAL COUNSEL | 4250865 |
| KATZ, MICHAL | MANGING DIRECTOR - HEAD OF INVESTMENT BANKING | 2813944 |
| LASKY, MARK RICHARD | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 6005542 |
| MIZUHO SECURITIES USA LLC | MANAGER | 19647 |
| RIZZIERI, GERALD ANTHONY | CHIEF EXECUTIVE OFFICER | 1751181 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GREENHILL & CO., LLC
CRD#: 40290Dallas, TX 75240TRUST BUT VERIFY
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