Leonard J. Cooperman

MJC ADVISORS

MUTTONTOWN, NY

Some features on this profile are disabled

CRD#: 5000932

Professional summary

Leonard Jon Cooperman is a registered financial advisor currently at MJC ADVISORS, LLC located in Muttontown, New York.

Leonard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Leonard has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Jon Cooperman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 20, 2014 - Present

MJC ADVISORS, LLC

RIA

CRD#: 136839

MUTTONTOWN, NY

Past

January 13, 2012 - September 11, 2013

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

NEW YORK, NY

Past

October 10, 2011 - September 11, 2013

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

February 2, 2009 - October 19, 2011

GLC SECURITIES CORP.

CRD#: 38337

NEW YORK, NY

Past

September 8, 2005 - June 11, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MJC ADVISORS, LLC

CRD#: 136839 / SEC#: 801-117936

RIA

Registered Investment Advisory firm - (1/10/2020 Approved)

Maryland

Registered Investment Advisory firm - (1/31/2020 Terminated)

New York

Registered Investment Advisory firm - (1/17/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/17/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(5/20/2014)

IAR

New York
(9/2/2021)

IAR

Texas
(5/7/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/7/2005

General Securities Representative Examination

Current Firm

MJC ADVISORS, LLC

CRD#: 136839 / SEC#: 801-117936

RIA

Registered Investment Advisory firm - (1/10/2020 Approved)

Maryland

Registered Investment Advisory firm - (1/31/2020 Terminated)

New York

Registered Investment Advisory firm - (1/17/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/17/2020 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Lutherville, MD

Mailing Address

Phone number

(410) 458-4934

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE - MJC ADVISORS, LLC (3/24/2025)

Regulatory assets under management

Total Number of Accounts	346
AUM (Assets Under Management)	$ 171,032,313

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Leonard J. Cooperman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Jon Cooperman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

GLC SECURITIES CORP.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

MJC ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/2012

Series 63

Date: 9/8/2005

Series 7

Date: 9/7/2005

Current Firm

MJC ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MJC ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors