Greg E. Mancina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Greg Emmanuel Mancina, who also goes by Greg E Mancina III, Greg E Mancina, Greg Mancina, Gregory E Mancina III, Gregory E Mancina, was a registered financial professional .
Greg is a previously registered financial professional and started their career in finance in 2005. Greg had worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2022 - June 11, 2026
EMPOWER ADVISORY GROUP, LLC
February 22, 2022 - June 11, 2026
EMPOWER FINANCIAL SERVICES, INC.
April 24, 2018 - January 26, 2022
WELLS FARGO CLEARING SERVICES, LLC
April 24, 2018 - January 26, 2022
WELLS FARGO CLEARING SERVICES, LLC
April 6, 2016 - May 1, 2017
PNC WEALTH MANAGEMENT LLC
April 6, 2016 - May 1, 2017
PNC WEALTH MANAGEMENT LLC
October 20, 2015 - December 8, 2015
REALTA INVESTMENT ADVISORS, INC
October 2, 2015 - December 8, 2015
REALTA EQUITIES, INC.
September 24, 2012 - December 12, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 2, 2012 - December 12, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 8, 2011 - March 30, 2012
OSAIC FA, INC.
September 8, 2011 - March 30, 2012
OSAIC FA, INC.
November 13, 2009 - June 21, 2011
VALIC FINANCIAL ADVISORS, INC.
November 2, 2009 - June 21, 2011
VALIC FINANCIAL ADVISORS, INC.
February 22, 2006 - November 3, 2009
CHASE INVESTMENT SERVICES CORP.
August 19, 2005 - December 31, 2005
METROPOLITAN LIFE INSURANCE COMPANY
August 19, 2005 - December 31, 2005
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
