JD
Joshua J. De Los Santos
ASSET ALLOCATION STRATEGIES
Jerome, MI
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CRD#: 5000852
JD
Professional summary
Joshua Julian De Los Santos MR. is a registered financial advisor currently at ASSET ALLOCATION STRATEGIES, LLC located in Jerome, Michigan and GLP INVESTMENT SERVICES, LLC located in Jerome, Michigan.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Joshua has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) J AND E DEVELOPMENT, LLC | ESTABLISHED 4/2007 | INVESTMENT RELATED | 2671 BENT OAK AVE, ADRIAN MI | MEMBER 50% | PURCHASE, REHAB AND RENT RESIDENTIAL PROPERTIES | LESS THAN 5 HOURS PER MONTH | NOT DURING MARKET HOURS. (2) NORTH LAKESIDE PARTNERS, LLC | ESTABLISHED 01/2021 | NOT INVESTMENT RELATED | 11690 N LAKESIDE DR, JEROME MI | NATURE: FORMED TO HELP WITH TAXES AND HAVE ABILITY TO HIRE ASSISTANT | OWNER / MANAGE AND RUN PAYROLL FOR ASSISTANT | APX. 2 HRS PER MONTH | NOT DURING MARKET HOURS. (3) GLP & ASSOCIATES | INVESTMENT RELATED | JEROME MI | NATURE: LIFE INSURANCE/ANNUITY SALES | POSITION: INSURANCE AGENT | START DATE: APRIL 2004 | APX 50 HRS/MO. | 45 HRS DURING TRADING HOURS | DUTIES: LIFE INSURANCE AND FIXED/INDEX ANNUITY SALES AND SERVICING INSURANCE CLIENTS. (4) LAKE LEANN PROPERTY - OWNERS ASSOCIATION | NOT INVESTMENT RELATED | 11701 E. CHICAGO, JEROME MI | COMMITTEE MEMBER ON LAKE CONTROL TO IMPROVE QUALITY | MEMBER START DATE: 2004 | 1to2 HOURS PER MONTH | NOT DURING TRADING HOURS | ATTEND MONTHLY MEETINGS AND VOLUNTEER WHEN NEEDED. (5) ASSET ALLOCATION STRATEGIES | LLC | INVESTMENT RELATED | LOCATED IN JEROME MI - SUPERVISED FROM FARMINGTON MI | NATURE: INVESTMENT ADVISOR | POSITION: IAR | START DATE: 02/2017 | APX 50 HRS/MO. | 45HRS DURING TRADING HOURS | DUTIES: SOLICIT, SERVICE, ACTIVELY MANAGE ADVISORY ACCOUNTS/CLIENTS. (6) NORTH LAKESIDE PROPERTIES, LLC | INVESTMENT RELATED | ADDRESS: JEROME, MI | NATURE: RENTAL PROPERTY/VRBO | POSITION: OWNER | START DATE: 09/2025 | APX. 5-10 HOURS/MO | DUTIES: OVERSEE BUILDING OF RENTAL PROPERTY AND MANAGE FUTURE RENTALS.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Julian De Los Santos MR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2017 - Present
ASSET ALLOCATION STRATEGIES, LLC
RIA
CRD#: 152339
Jerome, MI
Current
July 21, 2005 - Present
GLP INVESTMENT SERVICES, LLC
Office #1: 12211 Vicary Rd., Jerome, MI 49249BD
CRD#: 25450
Jerome, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ASSET ALLOCATION STRATEGIES, LLC
ASSET ALLOCATION STRATEGIES, LLC
CRD#: 152339 / SEC#: 801-106707
RIA
Registered Investment Advisory firm - (9/28/2015 Approved)Massachusetts
Registered Investment Advisory firm - (3/30/2021 Terminated)Michigan
Registered Investment Advisory firm - (3/30/2021 Terminated)Vermont
Registered Investment Advisory firm - (6/14/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/1/2023)
RR
California(12/18/2024)
RR
Colorado(12/1/2021)
RR
Florida(8/16/2012)
RR
Michigan(8/30/2005)
IAR
Michigan(2/3/2017)
RR
Missouri(12/18/2024)
RR
Ohio(7/20/2006)
RR
Virginia(12/18/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
ASSET ALLOCATION STRATEGIES, LLC
ASSET ALLOCATION STRATEGIES, LLC
CRD#: 152339 / SEC#: 801-106707
RIA
Registered Investment Advisory firm - (9/28/2015 Approved)Massachusetts
Registered Investment Advisory firm - (3/30/2021 Terminated)Michigan
Registered Investment Advisory firm - (3/30/2021 Terminated)Vermont
Registered Investment Advisory firm - (6/14/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
33335 Grand River, Farmington, MI 48336
Mailing Address
Phone number
(248) 489-0101
Established
Firm type
Fiscal year end
# of Employees
39
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,883 |
| AUM (Assets Under Management) | $ 767,431,598 |
Red Flags
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