Matthew Dean Connell
Professional Summary
Matthew Dean Connell, who also goes by Matthew Connell, is a registered financial advisor currently at THE O.N. EQUITY SALES COMPANY located in Cincinnati, Ohio. Matthew is registered as a RR (Registered Representative) and started their career in finance in 2005. Matthew has worked at 1 firm and has passed the SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Matthew Connell
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Videos & Posts
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CAPITAL ADVISORY SERVICES, LLC
Contact Information
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Disclosures on record.
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Years of Experience
21 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
THE O.N. EQUITY SALES COMPANY
Contact Information
Main Address
One Financial Way, Cincinnati, OH 45242Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371Phone Number
(513) 794-6794Established
Ohio since 08/22/1968Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
7Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 2005About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Matthew Dean Connell's CRS (Customer Relationship Summary).
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