KM
Kenneth M. Misner
INVESCO MANAGED ACCOUNTS
Houston, TX 77046
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CRD#: 5000673
KM
Professional summary
Kenneth Michael Misner, who also goes by Kenneth M Misner, is a registered financial advisor currently at INVESCO MANAGED ACCOUNTS, LLC located in Houston, Texas and INVESCO DISTRIBUTORS, INC. located in Houston, Texas.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Kenneth has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kenneth M Misner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of other business: Longitude.site; Address of other business: P.O. Box 31174 Houston, TX 77231; Nature of other business: Educational - Empowering college students to map innovative career paths; Position: Advisory Board Member; Start date with other business: 4/1/2020; Approximate number of hours per month devoted to other business: 2 to 4; Approximate number of hours per month devoted during securities trading hours: 0; Duties include: I was appointed to a two-year position as an advisory board member. I provide support and assistance to identify best practice standards for the advancement of the program. I also assist with marketing and promotion.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Michael Misner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2023 - Present
INVESCO MANAGED ACCOUNTS, LLC
Office #1: 11 Greenway Plaza Suite 100, Houston, TX 77046RIA
CRD#: 154461
Houston, TX
Current
January 20, 2023 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 11 Greenway Plaza Suite 100, Houston, TX 77046BD
CRD#: 7369
Houston, TX
Past
September 13, 2019 - September 15, 2022
TOUCHSTONE ADVISORS INC
RIA
CRD#: 107028
Houston, TX
Past
September 13, 2019 - September 15, 2022
TOUCHSTONE SECURITIES, INC.
BD
CRD#: 1526
CINCINNATI, OH
Past
October 22, 2014 - September 11, 2019
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
HOUSTON, TX
Past
September 29, 2014 - September 11, 2019
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IM
INVESCO MANAGED ACCOUNTS, LLC
INVESCO MANAGED ACCOUNTS, LLC | SNW ASSET MANAGEMENT, LLC | SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC
CRD#: 154461 / SEC#: 801-61716
RIA
Registered Investment Advisory firm - (1/28/2003 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(6/7/2023)
IAR
Alaska(6/16/2023)
IAR
Arizona(6/28/2023)
IAR
Arkansas(6/9/2023)
IAR
California(6/7/2023)
IAR
Colorado(6/7/2023)
IAR
Connecticut(6/7/2023)
IAR
Delaware(6/9/2023)
IAR
District of Columbia(6/16/2023)
IAR
Florida(6/21/2023)
RR
Georgia(1/20/2023)
IAR
Georgia(6/8/2023)
IAR
Hawaii(6/28/2023)
IAR
Idaho(6/7/2023)
IAR
Illinois(6/8/2023)
IAR
Indiana(6/7/2023)
IAR
Iowa(6/8/2023)
IAR
Kansas(6/7/2023)
IAR
Kentucky(6/8/2023)
IAR
Louisiana(6/7/2023)
IAR
Maine(6/7/2023)
IAR
Maryland(6/7/2023)
RR
Massachusetts(1/20/2023)
IAR
Massachusetts(7/26/2023)
IAR
Michigan(6/9/2023)
IAR
Minnesota(6/8/2023)
IAR
Mississippi(6/13/2023)
IAR
Missouri(6/7/2023)
IAR
Montana(6/8/2023)
IAR
Nebraska(6/7/2023)
IAR
Nevada(6/13/2023)
IAR
New Hampshire(6/12/2023)
IAR
New Jersey(6/7/2023)
IAR
New Mexico(6/7/2023)
RR
New York(1/20/2023)
IAR
New York(6/7/2023)
IAR
North Carolina(6/7/2023)
IAR
North Dakota(6/12/2023)
IAR
Ohio(6/7/2023)
IAR
Oklahoma(6/7/2023)
IAR
Oregon(6/7/2023)
IAR
Pennsylvania(6/7/2023)
IAR
Puerto Rico(6/16/2023)
IAR
Rhode Island(6/7/2023)
IAR
South Carolina(6/8/2023)
IAR
South Dakota(6/7/2023)
RR
Texas(1/20/2023)
IAR
Texas(1/23/2023)
IAR
Utah(6/7/2023)
IAR
Vermont(6/8/2023)
IAR
Virgin Islands(6/8/2023)
IAR
Virginia(6/8/2023)
IAR
Washington(1/23/2023)
IAR
West Virginia(6/9/2023)
IAR
Wisconsin(6/7/2023)
IAR
Wyoming(6/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IM
INVESCO MANAGED ACCOUNTS, LLC
INVESCO MANAGED ACCOUNTS, LLC | SNW ASSET MANAGEMENT, LLC | SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC
CRD#: 154461 / SEC#: 801-61716
RIA
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Contact information
Main Address
2001 Sixth Ave. Suite 2310, Seattle, WA 98121
Mailing Address
Phone number
+1 (866) 769-2773
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,544 |
| AUM (Assets Under Management) | $ 24,606,305,138 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
