Ronald P. Byerly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Preston Byerly was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1976. Ronald had worked at 17 firms and has passed the Series 63, Series 3, Series 53, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 1995 - December 13, 2001
TDI, INCORPORATED
July 6, 1993 - July 5, 1995
KFS BD, INC.
December 23, 1991 - June 22, 1993
PIM FINANCIAL SERVICES, INC.
December 5, 1989 - January 10, 1990
PROFESSIONAL ASSET SECURITIES, INC.
June 8, 1989 - October 17, 1989
WACHOVIA SECURITIES, INC.
November 10, 1987 - April 24, 1989
VINING-SPARKS SECURITIES, INC.
August 28, 1987 - November 4, 1987
MORTGAGE GOVERNMENT SECURITIES, INC.
January 7, 1987 - October 27, 1987
M.G.S.I. SECURITIES, INC.
May 21, 1984 - April 11, 1985
UMIC, INC.
March 7, 1984 - March 22, 1984
CARTY, HARDING & HEARN, INC.
November 16, 1983 - May 9, 1987
ECONOMICS & CAPITAL RESOURCES GROUP, INC.
March 3, 1983 - November 7, 1983
UNITED CAPITAL CORPORATION
January 30, 1980 - September 2, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 20, 1979 - February 8, 1980
WESTCAP SECURITIES, L.P.
May 16, 1978 - April 5, 1979
LEGEL, BRASWELL SECURITIES CORP.
March 27, 1978 - April 30, 1978
JESUP & LAMONT SECURITIES CO., INC.
January 13, 1976 - January 23, 1978
BEVILL, BRESLER & SCHULMAN INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 2/10/1977
Registered Principal ExaminationCurrent Firm
TDI, INCORPORATED
CRD#: 30629 / SEC#: , 8-45046
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANNING, JERRY WAYNE | CEO AND FINANCIAL PRINCIPAL | 848596 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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