Marcel Victoria Quiroga
Professional Summary
Marcel Victoria Quiroga, who also goes by Marcel VIctoria Bakovic, Marcel Quiroga, is a registered financial advisor currently at TQM WEALTH PARTNERS located in Marblehead, Massachusetts. Marcel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Marcel has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Marcel Victoria Bakovic, Marcel Quiroga
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
TQM WEALTH PARTNERS | TQM WEALTH PARTNERS, LLC
Contact Information
Main Address
122 R Washington St, Marblehead, MA 01945Phone Number
(781) 990-3599# of Employees
4SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
220AUM (Assets Under Management)
$123,716,769Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
TQM WEALTH PARTNERS | TQM WEALTH PARTNERS, LLC
State Registrations and Notice Filings
(5/9/2016)
(3/7/2016)
(4/28/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Marcel Victoria Quiroga's CRS (Customer Relationship Summary).
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