Marcel V. Quiroga

TQM WEALTH PARTNERS

Marblehead, MA 01945

Some features on this profile are disabled

CRD#: 5000577

Professional summary

Marcel Victoria Quiroga, who also goes by Marcel VIctoria Bakovic, Marcel Quiroga, is a registered financial advisor currently at TQM WEALTH PARTNERS located in Marblehead, Massachusetts.

Marcel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Marcel has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marcel Victoria Bakovic | Marcel Quiroga

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 2015-PRESENT: SALEM STATE UNIVERSITY/NOT INVESTMENT RELATED/SALEM, MA/BOARD OF TRUSTEES OVERSEER/NON-PROFIT/INVOLVES LESS THAN 1% TIME EACH MONTH; TYPICALLY AFTER TRADITIONAL BUSINESS HOURS.// (2) 2015-PRESENT: THE LEGACY DIALOGUES/NOT INVESTMENT RELATED/MARBELHEAD, MA/PRESIDENT/NON-PROFIT/INVOLVES LESS THAN 10% TIME EACH MONTH; TYPICALLY AFTER TRADITIONAL BUSINESS HOURS.// (3) 2018-PRESENT: THE LEGACY DIALOGUES, LLC/NOT INVESTMENT RELATED/FOUNDER/ PROVIDES EDUCATIONAL PROGRAMS AND RESOURCES ON PHILANTHROPY; NON-COMPENSATED POSITION. // (4) 2016-PRESENT: INDEPENDENT INSURANCE AGENT/INSURANCE RELATED/MARBLEHEAD, MA/INSURANCE AGENT/INSURANCE SALES & SERVICE VIA UNAFFILIATED ISSUERS & AGENCIES/INVOLVES LESS THAN 10% TIME EACH MONTH, INCLUDING DURING TRADITIONAL BUSINESS HOURS.//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcel Victoria Quiroga's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2016 - Present

TQM WEALTH PARTNERS

Office #1: 122 R Washington St, Marblehead, MA 01945

RIA

CRD#: 282979

Marblehead, MA

Past

April 9, 2010 - February 24, 2016

CAPITAL FORMATION GROUP, INC.

RIA

CRD#: 110958

WELLESLEY, MA

Past

July 15, 2009 - February 18, 2016

VALMARK SECURITIES, INC.

CRD#: 31243

WELLESLEY, MA

Past

July 27, 2006 - March 11, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOSTON, MA

Past

July 27, 2006 - March 11, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOSTON, MA

Past

October 18, 2005 - June 6, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

BOSTON, MA

Past

September 13, 2005 - June 6, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/9/2016)

IAR

Massachusetts
(3/7/2016)

IAR

New York
(4/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/15/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/18/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/2/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/12/2005

General Securities Representative Examination

Current Firm

TQM WEALTH PARTNERS

TQM WEALTH PARTNERS | TQM WEALTH PARTNERS, LLC

CRD#: 282979 / SEC#:

Florida

Registered Investment Advisory firm - (5/9/2016 Approved)

Massachusetts

Registered Investment Advisory firm - (3/7/2016 Approved)

New York

Registered Investment Advisory firm - (4/28/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

122 R Washington St, Marblehead, MA 01945

Mailing Address

Phone number

(781) 990-3599

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 95,202,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Marcel V. Quiroga

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcel Victoria Quiroga's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL FORMATION GROUP, INC.

VALMARK SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/15/2005

SIE

Date: 2/18/2016

Series 31

Date: 11/2/2005

Series 7

Date: 9/12/2005

Current Firm

TQM WEALTH PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TQM WEALTH PARTNERS

TRUST BUT VERIFY

Contact information

Similar Advisors