Jon R. Brittenum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Roger Brittenum was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1976. Jon had worked at 2 firms and has passed the Series 40 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 1988 - May 2, 1988
GOVERNMENT SECURITIES DEALERS
June 18, 1976 - January 30, 1986
BRITTENUM & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Series 40
Date: 8/24/1977
Registered Principal ExaminationCurrent Firm
GOVERNMENT SECURITIES DEALERS
CRD#: 18054 / SEC#: , 8-36084
Contact information
Documents
Red Flags
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