William B. Adcock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Basil Adcock JR was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1976. William had worked at 5 firms and has passed the Series 63, Series 5, Series 15, Series 3, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 1987 - May 3, 1989
CONTEMPORARY FINANCIAL SECURITIES CORPORATION
May 1, 1985 - June 4, 1986
T. J. RANEY & SONS, INC.
January 20, 1983 - May 2, 1985
LEHMAN BROTHERS INC.
January 16, 1979 - June 5, 1979
POWELL & ASSOCIATES, INC. INC.
June 18, 1976 - February 9, 1979
BRITTENUM & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/7/1985
Interest Rate Options ExaminationSeries 15
Date: 2/20/1985
Foreign Currency Options ExaminationCurrent Firm
CONTEMPORARY FINANCIAL SECURITIES CORPORATION
CRD#: 16043 / SEC#: , 8-34149
Contact information
Documents
Red Flags
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