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Stephanie M. Smith-tremoulis

TFO WEALTH PARTNERS
WINCHESTER, VA 22601
Some features on this profile are disabled
CRD#: 5000149
SS

Professional summary

Stephanie Mary Smith-tremoulis, CFP®, who also goes by Stephanie Mary Jeunette Ms., Stephanie Mary Smith Ms., Stephanie Mary Smith, is a registered financial advisor currently at TFO WEALTH PARTNERS located in Winchester, Virginia.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Stephanie has worked at 4 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Stephanie Mary Jeunette Ms. | Stephanie Mary Smith Ms. | Stephanie Mary Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Mary Smith-tremoulis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2008

Experience

Current

June 26, 2014 - Present

TFO WEALTH PARTNERS

Office #1: 202 West Boscawen St., Winchester, VA 22601
RIA
CRD#: 124407
WINCHESTER, VA
Past

March 7, 2017 - March 12, 2019

ONE TO ONE, LLC

RIA
CRD#: 284717
MAUMEE, OH
Past

January 3, 2011 - January 28, 2013

LPL FINANCIAL LLC

RIA
CRD#: 6413
WINCHESTER, VA
Past

January 3, 2011 - January 28, 2013

LPL FINANCIAL LLC

BD
CRD#: 6413
WINCHESTER, VA
Past

December 6, 2007 - July 2, 2010

LPL FINANCIAL LLC

RIA
CRD#: 6413
WINCHESTER, VA
Past

December 6, 2007 - July 2, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
WINCHESTER, VA
Past

November 1, 2007 - December 10, 2007

AMERICAN GENERAL SECURITIES INCORPORATED

RIA
CRD#: 13626
WINCHESTER, VA
Past

January 19, 2006 - December 10, 2007

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
WINCHESTER, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TFO WEALTH PARTNERS
HUSCH FAMILY OFFICE, LLC | WVC WEALTH ADVISORS | TFO-TDC, LLC | TFO WEALTH PARTNERS, LLC | TFO WEALTH PARTNERS | TFO PHOENIX, LLC | TFO PHOENIX | TFO | TDC VIRGINIA | TDC ST. LOUIS, LLC | TDC ST. LOUIS | TDC INVESTMENT ADVISORY | TDC DENVER | TDC CALIFORNIA | SYNERGY WEALTH PARTNERS | SYNERGY INVESTMENT MANAGEMENT | RFG INVESTMENT ADVISORY

CRD#: 124407 / SEC#: 801-62074

RIA
Registered Investment Advisory firm - (5/28/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(10/1/2018)
IAR
Texas
(9/5/2019)
IAR
Virginia
(6/26/2014)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/16/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/18/2006
General Securities Representative Examination

Current Firm

TW
TFO WEALTH PARTNERS
HUSCH FAMILY OFFICE, LLC | WVC WEALTH ADVISORS | TFO-TDC, LLC | TFO WEALTH PARTNERS, LLC | TFO WEALTH PARTNERS | TFO PHOENIX, LLC | TFO PHOENIX | TFO | TDC VIRGINIA | TDC ST. LOUIS, LLC | TDC ST. LOUIS | TDC INVESTMENT ADVISORY | TDC DENVER | TDC CALIFORNIA | SYNERGY WEALTH PARTNERS | SYNERGY INVESTMENT MANAGEMENT | RFG INVESTMENT ADVISORY

CRD#: 124407 / SEC#: 801-62074

RIA
Registered Investment Advisory firm - (5/28/2003 Approved)
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Contact information

Main Address
1440 Arrowhead Drive, Maumee, OH 43537
Mailing Address
Phone number
(419) 891-9999
Established
Firm type
Fiscal year end
# of Employees
67

SEC notice filing (28 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TFO WEALTH PARTNERS, LLC FORM ADV PART 2A (7/11/2025)

Regulatory assets under management

Total Number of Accounts5,141
AUM (Assets Under Management)$ 4,852,786,561

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/14/2024
Cover Page
Report
09/21/2023
Cover Page
Report
02/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TFO WEALTH PARTNERS

CRD#: 124407Winchester, VA 22601

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