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Jeremy M. Stone

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CRD#: 5000139
JS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeremy Michael Stone was a registered financial professional .

Jeremy is a previously registered financial professional and started their career in finance in 2006. Jeremy had worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 10, Series 9, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 10, 2021 - August 22, 2025

CASH APP INVESTING LLC

BD
CRD#: 144076
PORTLAND, OR
Past

March 3, 2020 - August 26, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
PALM BEACH, FL
Past

January 31, 2020 - August 26, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
PALM BEACH, FL
Past

April 5, 2018 - September 4, 2018

SII INVESTMENTS, INC.

BD
CRD#: 2225
APPLETON, WI
Past

April 5, 2018 - September 4, 2018

INVESTMENT CENTERS OF AMERICA, INC.

BD
CRD#: 16443
APPLETON, WI
Past

April 2, 2018 - September 4, 2018

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

December 3, 2015 - June 25, 2018

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
El Segundo, CA
Past

December 3, 2015 - September 4, 2018

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
El Segundo, CA
Past

September 9, 2014 - December 1, 2015

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
BOCA RATON, FL
Past

September 9, 2014 - December 1, 2015

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
BOCA RATON, FL
Past

September 23, 2011 - August 26, 2014

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
LOS ANGELES, CA
Past

July 6, 2011 - August 26, 2014

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA
Past

October 6, 2006 - July 6, 2011

SCOTTRADE, INC.

BD
CRD#: 8206
SAN LUIS OBISPO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/17/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/27/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/4/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 4/20/2013
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/12/2012
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 11/21/2011
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/27/2010
General Securities Principal Examination

Current Firm

CA
CASH APP INVESTING LLC
BLUE TIGER WEALTH MANAGEMENT | THIRD PARTY TRADE LLC | KACZMAREK FORSYTH & FRANK, LLC | KACZMAREK FINANCIAL SERVICES. LLC | KACZMAREK FINANCIAL SERVICES, LLC | CASH APP INVESTING LLC | BLUE TIGER WEALTH MANAGEMENT, LLC

CRD#: 144076 / SEC#: , 8-67630

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
400 Sw 6th Avenue Suite 210, Portland, OR 97214
Mailing Address
400 Sw 6th Avenue 11th Floor, Portland, OR 97204
Phone number
(855) 998-1788
Established
Delaware since 02/22/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
THIRD PARTY TECHNOLOGIES INC.100% OWNER
ADKINS, ASHLEY NICOLECHIEF COMPLIANCE OFFICER5919852
KOLAR, LOGAN STEVENSONFINANCIAL AND OPERATIONS PRINCIPAL6496667
KOLAR, LOGAN STEVENSONCHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER6496667

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CASH APP INVESTING LLC

CRD#: 144076

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