Michael J. Howard
TD PRIVATE CLIENT WEALTH LLC | Financial Advisor
Bridgewater, NJ 08807
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CRD#: 5000075
Professional summary
Michael Julian Howard, who also goes by Michael Julian Howard, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Bridgewater, New Jersey.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Michael has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Julian Howard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
248 CHESTNUT LLC POSITION: Owner NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/08/2016 ADDRESS: 575 Easton Avenue, 17F, Somerset NJ 08873, United States DESCRIPTION: None - currently dormant. Previously used for Real Estate owner/rental NON-SPONSORED ANNUITY RENEWAL POSITION: Receive renewal commission from a previously sold annuity NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 575 Easton Avenue, 17F, Somerset NJ 08873, United States DESCRIPTION: None
CRS (Client Relationship Summary) - RIA
Click below to view Michael Julian Howard's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Julian Howard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2024 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 560 Route 22, Bridgewater, NJ 08807RIA
BD
CRD#: 164484
Bridgewater, NJ
Current
October 16, 2024 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 70 Morristown Road, Bernardsville, NJ 07924RIA
BD
CRD#: 164484
Bernardsville, NJ
Past
November 15, 2023 - October 25, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
EAST BRUNSWICK, NJ
Past
November 14, 2023 - October 25, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
EAST BRUNSWICK, NJ
Past
January 13, 2020 - December 5, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BRIDGEWATER, NJ
Past
September 6, 2019 - December 5, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BRIDGEWATER, NJ
Past
January 27, 2014 - September 6, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
FLEMINGTON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/3/2024)
IAR
Florida(12/4/2024)
RR
New Jersey(10/16/2024)
IAR
New Jersey(10/17/2024)
RR
New York(2/19/2025)
IAR
New York(2/19/2025)
RR
Pennsylvania(2/19/2025)
IAR
Pennsylvania(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/19/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017
Mailing Address
1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017
Phone number
(877) 703-9896
Established
Delaware since 07/13/2012
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
662
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TD PRIVATE CLIENT WEALTH LLC
Financial AdvisorCRD#: 164484Bridgewater, NJ 08807TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
