Amandeep S. Bajwa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amandeep Singh Bajwa, who also goes by Aman Bajwa, was a registered financial professional .
Amandeep is a previously registered financial professional and started their career in finance in 2010. Amandeep had worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2017 - October 31, 2019
OBERON SECURITIES, LLC
September 30, 2015 - May 16, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 29, 2013 - October 27, 2014
DEUTSCHE BANK SECURITIES INC.
September 14, 2010 - October 1, 2012
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OBERON SECURITIES, LLC
CRD#: 132598 / SEC#: , 8-66607
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
