Brooke A. Wimes

PRAIRIE WEALTH ADVISORS

LINCOLN, NE 68510

CRD#: 4999774

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Professional summary

Brooke Ann Wimes, who also goes by Brooke Wimes, Brooke Ann Wirges, is a registered financial advisor currently at PRAIRIE WEALTH ADVISORS, INC. located in Lincoln, Nebraska.

Brooke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brooke has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brooke Wimes | Brooke Ann Wirges

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooke Ann Wimes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2026 - Present

PRAIRIE WEALTH ADVISORS, INC.

Office #1: 8101 O Street Suite 200, Lincoln, NE 68510

RIA

CRD#: 165266

LINCOLN, NE

Past

December 15, 2016 - May 21, 2026

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

LINCOLN, NE

Past

December 15, 2016 - May 21, 2026

RBC CAPITAL MARKETS, LLC

CRD#: 31194

LINCOLN, NE

Past

December 5, 2008 - January 6, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LINCOLN, NE

Past

December 5, 2008 - January 6, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

LINCOLN, NE

Past

June 2, 2008 - December 8, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

LINCOLN, NE

Past

April 2, 2007 - December 8, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

LINCOLN, NE

Past

October 3, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRAIRIE WEALTH ADVISORS, INC.

HUNDT CAPITAL MANAGEMENT, INC. | PRAIRIE WEALTH ADVISORS, INC.

CRD#: 165266 / SEC#: 801-77062

RIA

Registered Investment Advisory firm - (9/21/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(5/4/2026)

IAR

Texas
(5/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/21/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/30/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/2/2006

General Securities Representative Examination

Current Firm

PRAIRIE WEALTH ADVISORS, INC.

HUNDT CAPITAL MANAGEMENT, INC. | PRAIRIE WEALTH ADVISORS, INC.

CRD#: 165266 / SEC#: 801-77062

RIA

Registered Investment Advisory firm - (9/21/2012 Approved)

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Contact information

Main Address

10250 Regency Circle Suite 115, Omaha, NE 68114

Mailing Address

Phone number

(402) 505-6810

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRAIRIE WEALTH ADVISORS ADV PART 2A FIRM BROCHURE (6/23/2025)

Regulatory assets under management

Total Number of Accounts	388
AUM (Assets Under Management)	$ 472,221,240

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brooke A. Wimes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooke Ann Wimes's CRS (Customer Relationship Summary).

Certified licenses

Experience

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

PRAIRIE WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/2007

Series 63

Date: 12/21/2006

SIE

Date: 10/1/2018

Series 31

Date: 1/30/2008

Series 7

Date: 10/2/2006

Current Firm

PRAIRIE WEALTH ADVISORS, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRAIRIE WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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