Indraneil Dutta

RENAISSANCE MACRO RESEARCH LLC

Lake Placid, NY

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CRD#: 4999305

Professional summary

Indraneil Dutta is a registered financial advisor currently at RENAISSANCE MACRO RESEARCH LLC located in Lake Placid, New York and RENAISSANCE MACRO SECURITIES, LLC located in Darien, Connecticut.

Indraneil is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Indraneil has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Indraneil Dutta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2022 - Present

RENAISSANCE MACRO RESEARCH LLC

RIA

CRD#: 311821

Lake Placid, NY

Current

April 16, 2013 - Present

RENAISSANCE MACRO SECURITIES, LLC

Office #1: 9 Old King's Highway S 3rd Fl, Darien, CT 06820

CRD#: 163927

Darien, CT

Past

July 5, 2012 - April 12, 2013

RAFFERTY CAPITAL MARKETS, LLC

CRD#: 23682

GARDEN CITY, NY

Past

November 11, 2011 - June 28, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(9/18/2023)

New York
(4/16/2013)

IAR

New York
(1/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/8/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/21/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/10/2011

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

RENAISSANCE MACRO RESEARCH LLC

CRD#: 311821 / SEC#:

New York

Registered Investment Advisory firm - (1/12/2022 Approved)

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Contact information

Main Address

Lake Placid, NY

Mailing Address

52 White Face Lane Box 52, Lake Placid, NY 12946

Phone number

(212) 537-8811

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Indraneil Dutta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Indraneil Dutta's CRS (Customer Relationship Summary).

Certified licenses

Experience

RENAISSANCE MACRO RESEARCH LLC

RENAISSANCE MACRO SECURITIES, LLC

RAFFERTY CAPITAL MARKETS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/2021

Series 63

Date: 2/21/2012

SIE

Date: 10/1/2018

Series 7

Date: 11/10/2011

FINRA

Nasdaq Stock Market

Current Firm

RENAISSANCE MACRO RESEARCH LLC

Contact information

Documents

Red Flags

Company Information

RENAISSANCE MACRO RESEARCH LLC

TRUST BUT VERIFY

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