Vincent M. Capolupo

APPLETON PARTNERS

BOSTON, MA 02109

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CRD#: 4999251

Professional summary

Vincent Marc Capolupo, CIMA® is a registered financial advisor currently at APPLETON PARTNERS, INC. located in Boston, Massachusetts.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Vincent has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SVB Wealth LLC-Investment Related; Position is Portfolio Manager; Started 07/2022; FTE employee; Provide wealth management advise to SVBW clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Marc Capolupo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

August 30, 2023 - Present

APPLETON PARTNERS, INC.

Office #1: One Post Office Square 5th Floor, Boston, MA 02109

RIA

CRD#: 110049

BOSTON, MA

Past

July 11, 2022 - August 28, 2023

SVB WEALTH

RIA

CRD#: 172832

Newton, MA

Past

July 2, 2020 - August 28, 2023

SVB INVESTMENT SERVICES INC.

CRD#: 168116

Newton, MA

Past

August 30, 2018 - July 29, 2022

SVB INVESTMENT SERVICES INC.

RIA

CRD#: 168116

Newton, MA

Past

August 25, 2011 - August 7, 2018

MORGAN STANLEY

RIA

CRD#: 149777

BOSTON, MA

Past

June 1, 2009 - August 7, 2018

MORGAN STANLEY

CRD#: 149777

BOSTON, MA

Past

January 1, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APPLETON PARTNERS, INC.

APPLETON PARTNERS INC | APPLETON PARTNERS,INC. | APPLETON PARTNERS, INC.

CRD#: 110049 / SEC#: 801-29384

RIA

Registered Investment Advisory firm - (2/10/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/19/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/5/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2005

General Securities Representative Examination

Current Firm

APPLETON PARTNERS, INC.

APPLETON PARTNERS INC | APPLETON PARTNERS,INC. | APPLETON PARTNERS, INC.

CRD#: 110049 / SEC#: 801-29384

RIA

Registered Investment Advisory firm - (2/10/1987 Approved)

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Contact information

Main Address

One Post Office Square 5th Floor, Boston, MA 02109

Mailing Address

Phone number

(617) 338-0700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPLETON PARTNERS, ADV PART 2 (7/7/2025)

Regulatory assets under management

Total Number of Accounts	7,414
AUM (Assets Under Management)	$ 13,452,681,852

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/11/2025	Cover Page	Report
01/11/2024	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Vincent M. Capolupo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Marc Capolupo's CRS (Customer Relationship Summary).

Certified licenses

Experience

SVB WEALTH

SVB INVESTMENT SERVICES INC.

SVB INVESTMENT SERVICES INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

APPLETON PARTNERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/19/2007

Series 63

Date: 4/5/2006

SIE

Date: 8/7/2018

Series 7

Date: 12/21/2005

Current Firm

APPLETON PARTNERS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

APPLETON PARTNERS, INC.

TRUST BUT VERIFY

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