Katherine T. Letsos

JOYCE WEALTH MANAGEMENT

Houston, TX 77063

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CRD#: 4998752

Professional summary

Katherine Tucker Letsos, who also goes by Katherine Letsos, Katherine A. Tucker, Katherine Tucker, Katie Tucker, is a registered financial advisor currently at JOYCE WEALTH MANAGEMENT, LLC located in Houston, Texas.

Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Katherine has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Katherine Letsos | Katherine A. Tucker | Katherine Tucker | Katie Tucker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NOTARY PUBLIC; NOT INV RELATED; STATE OF TEXAS; NOTARIZE DOCUMENTS; START 05/31/2013; LESS THAN ONE HOUR DEVOTED PER MONTH; MINIMAL TIME DEVOTED DURING TRADING HOURS. KL BLUE WATER HOLDINGS LLC, INV RELATED, HOUSTON, TX, 100% OWNERSHIP WITH SPOUSE, START 6/1/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, REAL ESTATE NO DUTIES. TBD RIA; INV. RELATED; HOUSTON,TX; OPERATIONS MANAGER; START DATE 01/01/2023; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 40; FEE ONLY RIA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Tucker Letsos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2023 - Present

JOYCE WEALTH MANAGEMENT, LLC

Office #1: 7880 San Felipe Suite 115, Houston, TX 77063

RIA

CRD#: 325221

Houston, TX

Past

May 23, 2013 - May 8, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

HOUSTON, TX

Past

May 23, 2013 - May 8, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

HOUSTON, TX

Past

March 23, 2007 - May 31, 2013

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

HOUSTON, TX

Past

June 29, 2006 - May 31, 2013

UBS FINANCIAL SERVICES INC.

CRD#: 8174

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOYCE WEALTH MANAGEMENT, LLC

CRD#: 325221 / SEC#: 801-127428

RIA

Registered Investment Advisory firm - (3/7/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/2/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/28/2006

General Securities Representative Examination

Current Firm

JOYCE WEALTH MANAGEMENT, LLC

CRD#: 325221 / SEC#: 801-127428

RIA

Registered Investment Advisory firm - (3/7/2023 Approved)

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Contact information

Main Address

7880 San Felipe Suite 115, Houston, TX 77063

Mailing Address

Phone number

(713) 714-8500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR JOYCE WEALTH MANAGEMENT, LLC (3/11/2025)

WRAP FEE PROGRAM BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	951
AUM (Assets Under Management)	$ 420,002,836

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Katherine T. Letsos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Tucker Letsos's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

JOYCE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/2/2006

SIE

Date: 10/1/2018

Series 7

Date: 6/28/2006

Current Firm

JOYCE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOYCE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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