Frank G. Valdez
Professional summary
Frank Gary Valdez, who also goes by Gary Valdez, is a registered financial professional currently at FOCUS STRATEGIES MERCHANT BANKING, LLC located in Austin, Texas.
Frank is registered as a RR (Registered Representative) and started their career in finance in 2005. Frank has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Gary Valdez's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2015 - Present
FOCUS STRATEGIES MERCHANT BANKING, LLC
Office #1: 7600 N Capital Of Texas Highway Building B, Suite 345, Austin, TX 78731Office #2: 7600 N Capital Of Texas Highway Building B, Suite 345, Austin, TX 78731November 18, 2005 - June 23, 2015
WESTLAKE SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/29/2018)
(10/3/2018)
(8/10/2018)
(11/6/2020)
(4/27/2015)
Exams
Series 99TO
Date: 11/4/2025
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 11/17/2005
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
FOCUS STRATEGIES MERCHANT BANKING, LLC
CRD#: 172021 / SEC#: , 8-69495
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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