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MM

Mark K. Mukai

JSVC
Honolulu, HI 96816-4709
Some features on this profile are disabled
CRD#: 4998516
MM

Professional summary

Mark K Mukai is a registered financial professional currently at JSVC, LLC located in Honolulu, Hawaii.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2005. Mark has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark K Mukai's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 19, 2005 - Present

JSVC, LLC

Office #1: 729 Elepaio Street, Honolulu, HI 96816-4709
BD
CRD#: 136391
Honolulu, HI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(3/27/2020)
RR
California
(5/14/2020)
RR
Hawaii
(4/17/2020)
RR
New York
(4/23/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 8/3/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/28/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/17/2005
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 8/31/2005
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

JL
JSVC, LLC
JSVC, LLC

CRD#: 136391 / SEC#: , 8-67006

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
729 Elepaio Street, Honolulu, HI 96816-4709
Mailing Address
729 Elepaio Street, Honolulu, HI 96816-4709
Phone number
(808) 931-6464
Established
Delaware since 10/24/2003
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MUKAI, MARK K.CEO, CFO, COO, CLO, CCO, MANAGER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JSVC, LLC

CRD#: 136391Honolulu, HI 96816-4709

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