Mark K Mukai
Professional Summary
Mark K Mukai is a registered financial advisor currently at JSVC, LLC located in Honolulu, Hawaii. Mark is registered as a RR (Registered Representative) and started their career in finance in 2005. Mark has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
JSVC, LLC
Contact Information
Main Address
729 Elepaio Street, Honolulu, HI 96816-4709Mailing Address
729 Elepaio Street, Honolulu, HI 96816-4709Phone Number
(808) 931-6464Established
Delaware since 10/24/2003Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUKAI, MARK K. | CEO, CFO, COO, CLO, CCO, MANAGER | — |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/27/2020)
(5/14/2020)
(4/17/2020)
(4/23/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Aug 2005About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mark K Mukai's CRS (Customer Relationship Summary).
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